If you have a financial planner/adviser who accesses the Hub24 platform, your adviser will have to request their dealer group to request Hub24 to make the ACP001 portfolio visible so your adviser can switch part of your investments to the Aldersley Capital portfolio. It is on the “Choice Menu” of the Investment platform, but is not shown publicly in their Investment booklet.

If that is not possible, or you do not need an adviser, then you must become an investment client of Aldersley Capital. In order to become a client and invest via Aldersley Capital in the Hub24 Managed Account you need to complete the following tasks:

Step One – Preconditions

The minimum practical investment is $25,000 unless you intend to add regularly, in which case there is no minimum. This can comprise both cash and existing shares.

You must be over 18 to invest directly.

Step 2 – Download and complete Fact Find and provide certified identification.

Certified i.d. needs to comply with the AML/CTF legislation as interpreted by Hub24.

You can get i.d. certified by a J.P. Alternatively, we can certify these providing the originals are sighted. Send the certified copies of originals by post and email scanned certified copies to john.aldersley@aldersleycapital.com.au together with the factfind.

Step 3 – Determine whether you wish to transfer any existing shares across.

If so, you will need to supply the unrealised capital gains history for each parcel of shares you are transferring, together with the details of how they are held in an In species transfer form. Essentially most shares today are either Issuer Sponsored or Broker Sponsored. However if you are transferring from an existing Managed Account they will probably be held in a Nominee name, a variant of Broker Sponsored. They will probably have their own withdrawal form too.

You can transfer in-specie without this automatically triggering a capital gains event, hence the reason we need to capture the CGT status of each parcel. If you wish to avoid their immediate sale upon entry, they should be “locked” as part of the application.

Step four

We can pre-populate an application form for you using the details supplied in your factfind and send you the completed application by email or post to sign. This should be signed and then posted back to us in the envelope provided together with your certified i.d. We forward a scanned copy to Hub24.

Your application monies can be provided by cheque or electronic transfer.